FINRA Awards for Jack B. Grubman

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
04-05898	12/12/2008	Claimant(s): Melvin A. Guillory IRA Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Jason G. Ourso Hearing Site: New Orleans, LA		$0
03-09085	03/31/2008	Claimant(s): Fred Lowenschuss, Laurance Lowenschuss, ENTERED IN ERROR, Alan Lowenschuss Trust UAD 1/24/89, Edward Lowenschuss Trust UAD 1/24/89 Claimant Lawyers(s): Edward Lowenschuss, Fred Lowenschuss Respondent(s): Sanford I. Weill, Citigroup Global Markets., Jack B. Grubman, John Hoffmann, Joseph Friedman, Kevin McCaffrey, Robert Waldman Respondent Lawyers(s): William F. Alderman Arbitrator(s): Michael W. Burnett, Erik R. Siering, Arthur T. Berggren Hearing Site: Los Angeles, CA		Stipulated Award and Expungement
03-07616	08/09/2007	Claimant(s): Darren Gryniuk Claimant Lawyers(s): David S. Markun Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating Respondent Lawyers(s): Jennifer M. Blunt Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux Hearing Site: Washington, DC		Stipulated Award and Expungement