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FINRA Awards for Stuart S. Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0294803/25/2013Claimant(s): Alfano Children Limited Partnership, The Alfano Family Charitable Foundation
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Dwight Wassong, Stuart S. Berman, David Morris Weiss
Hearing Site: Newark, NJ
Checkmark IconExpungement

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