FINRA Awards for Morgan Stanley & Co.

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Displaying 151-152 out of 152 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01578	06/23/2008	Claimant(s): Mario Picinich, Rosemarie Picinich Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Susan MacFarlane Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass Hearing Site: Newark, NJ		$0
06-04508	03/10/2008	Claimant(s): David McLaren, Jean-Rene Menand, Pierre Willard, DML Sierra Vista Investments LLC, Gailen Partners, JRM San Antonio Investments LLC, JRM San Antonio Investors., JRM San Antonio Partners, PW Gailen Alto Investors., PW Gailen Investments, RJP Investment Partners, RJP Los Altos Investments LLC, Sierra Vista Partners, Ramesh and Jaya Padmanabhan Claimant Lawyers(s): W. Ralph Canada Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Rita Rothstein, Morgan Stanley Capital Group Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Frank R Weaver, Homer M. Dalbey, Hadden Wing Roth Hearing Site: San Francisco, CA		Stipulated Award and Expungement