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FINRA Awards for Lyle LaMothe

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0061302/27/2020Claimant(s): Lyle LaMothe
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Mary Lou McGanney, Terrance J. Nolan, Michael J. Fleming
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206/12504

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