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FINRA Awards for Rocco Mongelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0691403/08/2011Claimant(s): Edwin Christensen
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Rocco Mongelli
Respondent Lawyers(s): Robert Bertsch
Arbitrator(s): John Richard Lynch
Hearing Site: Albany, NY
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