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FINRA Awards for Sheryl Ann Seipp

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0213504/09/2010Claimant(s): Marc Mauney & Lynne Rogerson Rev. Living, Qualified Terminable Interest Trust
Claimant Lawyers(s): John A. Bender
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Joseph C. Roberts, Jonathan W. Kaiser, Sheryl Ann Seipp
Hearing Site: Seattle, WA
Checkmark Icon$246,560

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