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FINRA Awards for Scott Roeth

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0219810/08/2020Claimant(s): Scott Roeth
Claimant Lawyers(s): Mitchell B. Katten
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeff Goldman
Arbitrator(s): Kenneth N. Adamson, Marilee Roberg, Walter Patrick Giblin
Hearing Site: Chicago, IL
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