Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01608 | 08/10/2017 | Claimant(s): Josette S. Hatter IRA, Rodney R. Hatter SEP IRA account Claimant Lawyers(s): Rodney Ray Hatter Respondent(s): Brian Henderson, UBS Financial Services Inc. Respondent Lawyers(s): Bryce Cullinane Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA |  | $0 |
| 16-02377 | 01/23/2017 | Claimant(s): Bradford Smith Claimant Lawyers(s): Mark Appleton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Bryce Cullinane Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO | | $300 |