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FINRA Awards for Charles W. German

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0163511/20/2017Claimant(s): Thomas DeBacco
Claimant Lawyers(s): Charles W. German
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Susan L. Walker, Steven Joseph Streen, Brett Coonrod
Hearing Site: Kansas City, MO
Checkmark Icon$600

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