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FINRA Awards for John A. Klobasa

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0716103/31/2011Claimant(s): Mary Brandin, Mary Elliott Brandin Trust
Claimant Lawyers(s): John A. Klobasa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Marilyn T. Selby, Robert J. Bohle, David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$470,500

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