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FINRA Awards for Stephens Associates Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0338910/07/2016Claimant(s): Stephens Associates Trust
Claimant Lawyers(s): Richard Ohendalski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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