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FINRA Awards for The Thomas P. Matula Liv. Trust 12/05

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0419203/12/2008Claimant(s): The Thomas P. Matula Liv. Trust 12/05
Claimant Lawyers(s): C. Darrell Sooy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey F. Silverman
Arbitrator(s): Robert D. Sussin, Ronald E. Ogden, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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