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FINRA Awards for James Bateman

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0289202/13/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Milnor H. Senior
Respondent(s): James Bateman, James Leonard Bateman Roth Retirement
Respondent Lawyers(s): James Bateman
Arbitrator(s): Samuel E. Wing, John Fleming Kelly, Daniel E. Wright
Hearing Site: Denver, CO
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