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FINRA Awards for Donna L. Brody

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0039302/26/2016Claimant(s): Donna Brody
Claimant Lawyers(s): Donna L. Brody
Respondent(s): Legg Mason Wood Walker, Morgan Stanley, Patricia Walsh
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Janet L. Brown, Abigail J. Pessen, Marissa A. Santangelo
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12206

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