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FINRA Awards for Peter C. Rageas

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0246002/13/2015Claimant(s): Rose LaBolle
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Jeffry M. Bauer, Edward A. Porter, Peter C. Rageas
Hearing Site: Detroit, MI
Checkmark Icon$299,858
10-0266911/10/2011Claimant(s): Steve Stolaruk
Claimant Lawyers(s): Charles M. Penzien
Respondent(s): Kenneth Warnick, Paul Stanley, Equitas America
Respondent Lawyers(s): Brian Hemker, David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Jeffry M. Bauer, Kenneth Rochlen, Peter C. Rageas
Hearing Site: Detroit, MI
Checkmark Icon$200,000

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