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FINRA Awards for Raymond Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0071005/21/2012Claimant(s): Raymond Thomas
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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