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FINRA Awards for Carlos Tobon

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0291801/29/2024Claimant(s): Carlos Tobon
Claimant Lawyers(s): Steven J. Weintraut
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
Checkmark Icon$4,000

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