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FINRA Awards for Jennifer Goodman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0131010/27/2009Claimant(s): Carol deMontel
Claimant Lawyers(s): Carol deMontel
Respondent(s): Jennifer Goodman, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): R. Peter Faris
Hearing Site: Albuquerque, NM
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