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FINRA Awards for Daryl M. Schumacher

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0283608/15/2018Claimant(s): John Riley, Jyoti Riley, Blenheim Companies LLC, Jyoti Riley IRA Account, John and Jyoti Riley Joint Account, J&J Family L.P.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Raymond P. Buschmann, Alan Barinholtz, Mark W Solock
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206
13-0217302/13/2014Claimant(s): Eric Stiskin, ES and Partners Trading LP
Claimant Lawyers(s): Eric S. Stiskin
Respondent(s): James Moschetto, John Mazzola, Thomas Gibb, Lightspeed Trading
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Stephen L. Lister
Hearing Site: Newark, NJ
Checkmark Icon$425
09-0525705/09/2011Claimant(s): Joan Bonert, Joan Bonert Trust
Claimant Lawyers(s): Christopher P. Porter
Respondent(s): Michael Westmoreland, AOS.
Respondent Lawyers(s): Daryl M. Schumacher, Michael L. Westmoreland
Arbitrator(s): Robert L. Agusto
Hearing Site: Chicago, IL
Checkmark Icon$135,472

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