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FINRA Awards for IRA Rollover Dated 09/13/92

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0228710/04/2010Claimant(s): Deborah Hill, IRA Rollover Dated 09/13/92
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Terri Coster Boesch, Hadden Wing Roth, Michael Craig Butterworth
Hearing Site: San Francisco, CA
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