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FINRA Awards for Robert B. Richards

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0261002/12/2009Claimant(s): Dr. Robert B. Richards, Estee L. Richards
Claimant Lawyers(s): Robert B. Richards
Respondent(s): Wachovia Securities, Diego Velasquez
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$425

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