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FINRA Awards for James A. and Annette Carter Charitable R

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0267211/29/2011Claimant(s): James Carter, James A. and Annette Carter Charitable R
Claimant Lawyers(s): Brett Alcala
Respondent(s): Blair Mielke, First Allied Securities.
Respondent Lawyers(s): James M. Grady, Matthew D Watkins
Arbitrator(s): Ralph H. Erickson, Jeffrey E. Skogsbergh, William Lee Krantz
Hearing Site: Los Angeles, CA
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