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FINRA Awards for Leon Fox

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0336504/26/2010Claimant(s): Judy Lipinski, William Lipinski, Judy A. Linpinski as TTEE of the Judy A., William A. Lipinski, TTEE of the William
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Stifel, Nicolaus & Co.., Donald Meyer
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Michael S. Matek, Robert P. Bramnik, Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0292710/16/2009Claimant(s): Mary Stroud
Claimant Lawyers(s): Douglas M. DeClue
Respondent(s): Ingrid MacCready-Miller, Financial Planning System's, MTL Equity Products.
Respondent Lawyers(s): Jennifer A. Kenedy, Lauren Moy Kim
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$0

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