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FINRA Awards for Catherine E. Garas

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0516405/11/2010Claimant(s): Jerome M. Christenson, Jerome M. & Gloria T. Christenson
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine E. Garas
Arbitrator(s): Frank A. Dusek
Hearing Site: Nashville, TN
Checkmark Icon$0
08-0165905/01/2009Claimant(s): A.B. Cover Trust, Herbert Cover III,Ttee
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine E. Garas
Arbitrator(s): Jane C. Carney, Frank Warren Moore, Donita M. King
Hearing Site: Richmond, VA
Checkmark Icon$61,000

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