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FINRA Awards for Michael Thaler

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0048905/22/2009Claimant(s): John Francesconi
Claimant Lawyers(s): Nicholas J. Bell
Respondent(s): Dixon Handwerk, Michael Thaler
Respondent Lawyers(s): Andrew Biondi, Debra S. Stafford
Arbitrator(s): William F. Etherington, Christopher M. McMurray, Margaret Verdery Little
Hearing Site: Richmond, VA
Checkmark IconStipulated Award and Expungement

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