FINRA Awards for Laurel Littman Gothelf

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00403	03/14/2011	Claimant(s): Matthew Lam Claimant Lawyers(s): Howard M. Hoffman Respondent(s): Jesse Ramos, Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Thompson, Laurel Littman Gothelf, William A. Husa Hearing Site: San Francisco, CA		Expungement
08-01388	01/31/2011	Claimant(s): Deborah Herman, Frederick Herman Claimant Lawyers(s): Frederick Herman Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick Respondent Lawyers(s): Garrett Wynne Arbitrator(s): Laurel Littman Gothelf, Thomas H. O'Connor, Sterling N. Frost Hearing Site: San Francisco, CA		Expungement
09-05198	02/17/2010	Claimant(s): James Patrick Claimant Lawyers(s): James W. Patrick Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA		$425
08-00641	09/03/2008	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Richard A Karoly Respondent(s): Donald Newman, New Man. Respondent Lawyers(s): Donald E. Newman Arbitrator(s): Laurel Littman Gothelf, William A. Husa, Dean J. Dietrich Hearing Site: San Francisco, CA