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FINRA Awards for Thomas B. Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0320610/28/2016Claimant(s): Paul Levy
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Mark S. Foster, Thomas B. Phillips, Michael D. Fitzgerald
Hearing Site: Kansas City, MO
Checkmark Icon$0
08-0500611/16/2009Claimant(s): Ishmaila Loum
Claimant Lawyers(s): Ishmaila Loum
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Esther K. Yeu
Arbitrator(s): Thomas B. Phillips, Michael D. Fitzgerald, Donald H. Loudon
Hearing Site: Kansas City, MO
Checkmark Icon$0

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