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FINRA Awards for Sharon Price-Cates

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0210903/28/2022Claimant(s): Derish M. Wolff 2012 Irrevocable Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian L. Muldrew
Arbitrator(s): Carol Maria Luttati, Barry Stephen Spector, Sharon Price-Cates
Hearing Site: New York, NY
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