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FINRA Awards for David J. Pollitzer

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0408708/27/2008Claimant(s): Lynn Coyle, Bently Patners.
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer
Hearing Site: Albany, NY
Checkmark IconStipulated Award and Expungement

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