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FINRA Awards for Pamela M. Roach

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0069901/11/2012Claimant(s): Arlene Halley
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): Vicki J. Limas, Pamela M. Roach, Charles W. Adams
Hearing Site: Oklahoma City, OK
Checkmark IconStipulated Award and Expungement

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