| 20-00983 | 01/25/2022 | Claimant(s): Gary Hager, Gary Hager IRA, Gary Hager Roth IRA, Kathleen Hager IRA, FFI Automation Inc 401(k) PSP FBO Gary H, KW Automation 401(k) PSP FBO Gary Hager
Claimant Lawyers(s): Gary Hager, Kathleen Hager
Respondent(s): Kevin Nevin, Colony Park Financial Services LLC, Dempsey Lord Smith, Sandlapper Securities
Respondent Lawyers(s): Daniel H. Wirth, Kevin Mark Nevin, Trevor L. Gordon
Arbitrator(s): Lee T. Beske, Frederick Ramos, Steven M. Bialick
Hearing Site: Minneapolis, MN
|  | $0 |
| 10-04618 | 01/23/2012 | Claimant(s): Robert Gloss
Claimant Lawyers(s): Michael F Marlow
Respondent(s): Wells Fargo Investments, James Beare
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): William B. Ross, Lee T. Beske, Frederick Ramos
Hearing Site: Minneapolis, MN
| | Expungement |
| 10-01715 | 06/20/2011 | Claimant(s): Janice Ebeling, Leslie Ebeling, Leslie J. Ebeling,Custodian of his IRA
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Ralph Schneider, Okoboji Financial Services.
Respondent Lawyers(s): Ralph R. Schneider, President, Ralph S. Schneider
Arbitrator(s): Christine C. DeMoss, Lee T. Beske, Frederick Ramos
Hearing Site: Minneapolis, MN
| | $223,870 |
| 07-03069 | 10/02/2008 | Claimant(s): Jeffrey Nielsen, Evans Creek, Guaranty Escrow Of MN., Hidden Glade Properties
Claimant Lawyers(s): James K. Langdon
Respondent(s): Darin Beckering, Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Mark S. Gleason, Lee T. Beske, Arthur Richard Tow
Hearing Site: Minneapolis, MN
| | $542,340 |
