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FINRA Awards for Thomas H. O'Connor

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0141106/02/2009Claimant(s): Steven Wierzba
Claimant Lawyers(s): Steven Wierzba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez
Hearing Site: San Francisco, CA
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