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FINRA Awards for Romaine Gardner

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0687405/03/2011Claimant(s): Sakurako Sugihara
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Machiko Okamoto
Respondent Lawyers(s): Steven Martin
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
Checkmark Icon$8,000
06-0522904/25/2008Claimant(s): Anne Woodhouse, The Estate of Melvyn Woodhouse
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Damascus Lee
Respondent Lawyers(s): Damascus I Lee
Arbitrator(s): Michael G. Shannon, Thomas D. Giordano, Denise N. Seegobin
Hearing Site: New York, NY
Checkmark Icon$67,185

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