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FINRA Awards for Philip S. Cottone

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0088603/20/2019Claimant(s): Audrey Lucker
Claimant Lawyers(s): George C. Zumbano
Respondent(s): David Dorsett, Capital & Security Management
Respondent Lawyers(s): David G. Dorsett
Arbitrator(s): Guillermo L. Bosch, Philip S. Cottone, George Forest Bingham
Hearing Site: Philadelphia, PA
Checkmark Icon$326,000

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