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FINRA Awards for Charles O'Kelley

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0541808/10/2010Claimant(s): Alton R. Jacobs, Cynthia S. Rosier, Danny L. Beaver, Eugene H. Lefebvre, Herman Wissel, Howard C. Wendzel, Patrick R. Ireland, Rafael E. Castro, T. Michael Rosier, John S. Damico and Mary L. Damico, Joseph P. Rosier and T. Michael Rosier, Mitchell C. Rosenburg & Janis Gilberti-, Norman L. Johnson and Greer Lang Johnson, Oscar Hopkins and Alice S. Hopkins, Otto N. and Cynthia M. Bie, Peter Skemp and Nancy Skemp, Alton R. Jacobs Living Trust Agreement, Beverly A. Jackson Family Trust Agreemen, Billy G. Jackson Family Trust Agreement, Bryant O'B. Smith Char Rem Annuity Trust, et al
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Charles O'Kelley, Atlantic Coast Securities Corp
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Nicholas John Taldone, Patrick D. King, Kenneth R. Starr
Hearing Site: Tampa, FL
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