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FINRA Awards for Stephens

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0081211/09/2015Claimant(s): Peggy Faircloth
Claimant Lawyers(s): Peggy Bowden Faircloth
Respondent(s): Stephens
Respondent Lawyers(s): Jana Kim Fowler
Arbitrator(s): Allan Weiss
Hearing Site: Nashville, TN
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