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FINRA Awards for Kent Engelke

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0015011/07/2018Claimant(s): Edith M. Wachsner Trust
Claimant Lawyers(s): Henry I. Willett
Respondent(s): Kent Engelke, Capitol Securities Management.
Respondent Lawyers(s): Janet K. DeCosta
Arbitrator(s): James A. Hayes, Robert Charkovsky, Gregory Hunter Mathews
Hearing Site: Richmond, VA
Checkmark IconExpungement

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