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FINRA Awards for Richard Szuch

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0179612/01/2010Claimant(s): Allen Graber, Bertram Barnett, Robert Yarbrough, Robert L. Cockroft and Kathy C. Cockroft, Bittjal Partners
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Thomas L. Maschmeyer, P. Drake Mann, Yvonia A. Foster
Hearing Site: Memphis, TN
Checkmark Icon$2,428,030
08-0472509/01/2010Claimant(s): Ronald Kline
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Joseph L. Farrell, Edward F. Koren, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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