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FINRA Awards for Constance d'Angelis

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0721606/27/2012Claimant(s): Dianne Atkins, James Atkins
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney Krosse
Arbitrator(s): Constance d'Angelis
Hearing Site: Tampa, FL
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09-0039912/10/2009Claimant(s): William T. Corp. and Shirley F. Corp
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrills
Arbitrator(s): Constance d'Angelis, Linda Fairchild, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
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