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FINRA Awards for Daniel R. Formeller

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0013109/29/2010Claimant(s): Kenda Pardy
Claimant Lawyers(s): Kenda K. Pardy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
Checkmark Icon$7,672
09-0347507/19/2010Claimant(s): Greg Merdinger Revocable Trust
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Richard G Clemens, Daniel R. Formeller, Brenda K. Fournier
Hearing Site: Chicago, IL
Checkmark Icon$0

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