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FINRA Awards for Keith D. Patten

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0358008/10/2011Claimant(s): Kenneth C Thompson IRA, Kenneth C Thompson Living Trust
Claimant Lawyers(s): L Steven Goldblatt
Respondent(s): Neil Harrison
Respondent Lawyers(s): Neil R. Harrison
Arbitrator(s): Keith D. Patten, Joseph R. Soraghan, Raymond Przybylowski
Hearing Site: St. Louis, MO
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