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FINRA Awards for Lydia R. Zaidman

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0193509/10/2024Claimant(s):
Claimant Lawyers(s):
Respondent(s): Mark Mappa, Kestra Investment Services
Respondent Lawyers(s): Andrew S. May, Lydia R. Zaidman
Arbitrator(s): Michael S. Matek, Larry Evert Carlson, Richard Michael Stanton
Hearing Site: Chicago, IL
Checkmark Icon$0
23-0222101/26/2024Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Farid Farhoumand
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Crystal Lynne Johnson
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12504

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