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FINRA Awards for Richard W. Epstein

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0258911/19/2010Claimant(s): Brenda Flautt, Frank L. Flautt,Jr. Rollover IRA, Frank L. Flautt, Jr. Revocable Trust, Flautt Family Foundation
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael Brady
Arbitrator(s): Richard W. Epstein, Martin P. Bergman, James Edward Edwards
Hearing Site: Boca Raton, FL
Checkmark Icon$1,826,120
06-0002008/03/2007Claimant(s): Mary Morford
Claimant Lawyers(s): Chandra Parker Doucette
Respondent(s): Lauren Ferrante, L&M Financial Services
Respondent Lawyers(s): Lauren A. Ferrante
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark Icon$175

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