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FINRA Awards for Rod Holder

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0197606/20/2019Claimant(s): Zephyr Fund
Claimant Lawyers(s): Rod Holder
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph Siders
Arbitrator(s): Jeffry L. Perlman, Kelli J. Jareaux, David Paul Clark
Hearing Site: Washington, DC
Checkmark Icon$12,800

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