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FINRA Awards for Frank Iacono

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0055611/18/2014Claimant(s): Mississippi Baptist Health Systems.
Claimant Lawyers(s): Frank Iacono
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): James Kee Irvin, Onnig Hatchig Dombalagian, Brian P. Jakes
Hearing Site: Jackson, MS
Checkmark IconDismissed by Rule 12206

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