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FINRA Awards for Brian H. Oates

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0343906/02/2014Claimant(s): Patrick Cottrell
Claimant Lawyers(s): T. John Kirk
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Brian H. Oates
Arbitrator(s): Stuart D. Summers
Hearing Site: Indianapolis, IN
Checkmark Icon$17,942

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