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FINRA Awards for Michelle M. Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0291106/23/2016Claimant(s): Michelle Roberts
Claimant Lawyers(s): Michelle M. Roberts
Respondent(s): Mark Otta, Monica John, RBC Capital Markets LLC, Stanley Cooper
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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