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FINRA Awards for James O'Donnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0067604/25/2012Claimant(s): Barbara O'Donnell, James O'Donnell
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Tampa, FL
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