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FINRA Awards for Ana Galva Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0268810/25/2016Claimant(s): Ana Galva Rodriguez, Josefa Rodriguez, Paula Rodriguez Rodriguez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera, W. Preston Martin
Arbitrator(s): Daniel J. Pagnano
Hearing Site: San Juan, PR
Checkmark IconExpungement

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