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FINRA Awards for Kenneth Alexon

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0376912/15/2015Claimant(s): Kenneth Alexon
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brett W. Olander, Jo Anne F. Lewellen, Steven Eric Brandes
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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